Web3 Mar 2024 · The aggregated reportable short positions published on this page are calculated based on information contained in notifications submitted to the SFC by … Web22 Oct 2024 · Analytical cookies help us improve our website by collecting and reporting usage information. You may opt out of analytical cookies by sliding the button to the left. …
Short Position Reporting Regime Hauzen LLP
Web10 Mar 2024 · The SFC’s latest fine highlights the need for strong internal controls to avoid reporting errors. The Hong Kong regulator publicly reprimanded Brilliance Asset … Web10 Mar 2016 · On 24 February 2016, the Hong Kong Securities and Futures Commission (SFC) issued the Consultation Conclusions in relation to expanding the scope of short … breaking news milford ohio
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Web21 Aug 2012 · Since the Securities and Futures (Short Position Reporting) Rules came into effect on 18 June 2012 1, in general, any person who has a reportable short position is required to notify the SFC. To report a short position, submissions must be made through … As the gatekeeper of standards for individuals and corporations seeking to … Licensed corporations. The SFC has the power to revoke or suspend your licence … The SFC issues codes and guidelines to help industry participants comply with … For both corporate and individual applicants, if you wish to apply for a … The Securities and Futures Commission (SFC) is an independent statutory body … Short position reporting rules. Securities and Futures Ordinance Part XV - … Short position reporting. List of specified shares; Aggregated reportable short … Short position reporting: [email protected]: By post . Our … Web2.9 The SFC expects that, if a firm tracks its short sales on a trading book basis, for purposes of short position reporting, the firm will add up the net short positions of the … WebA. Expanding the scope of reporting. The SFC is of the opinion that there is a need to expand coverage of the Short Position Reporting Rules to obtain more comprehensive … breaking news milford mi